Find here important forms that you might need for your Zecco Trading account. Please note that each form on this page needs to be printed, signed and mailed to our office:
Zecco Trading PO Box 60126 Pasadena, CA 91116, USA
You may expedite the process if also a copy is faxed to (909) 657-6638, or a scanned copy is e-mailed to customerservice@zeccotrading.com.
Forms Related to Your Trading Account Application
Be aware that at the end of the online account opening process, all necessary documents will be provided automatically; the forms below are just a backup.
Mail me a copy of my applicationIf you need to mail us a signed copy of your Customer Agreement and you haven't saved this agreement during the online application process, we're happy to mail you a copy. Just sign and return it for us to process.
W-9
IRS Form used for updating Client Name, US ITIN, or Social Security Number.
ACAT Transfer Form
Form used for transferring accounts to Zecco Trading from another brokerage firm.
W-8 BEN
Form used for Non-U.S. Citizen and Non-U.S. Resident Account Holders.
Presence Test
Form used for verifying US presence.
Blocked Jurisdiction List
This document from Penson Financial Services (our clearing firm) lists account opening restrictions due to the Patriot Act.
Options Agreement
Form used to add Options Trading privileges to a client account.
Retirement Forms
IRA Simplifier - Form used to amend an existing IRA account.
IRA Withdrawal Statement - Mandatory withdrawal statement for IRA accounts.
Other Interesting Forms
Market Sweep Form
Form used to add a sweep of uninvested funds into a money market in a client account, for current selections and rates.
Limited Trading Authorization
Form used to add an authorized trader to a client account.
Zecco Trading Mutual Fund Order
Form used to place mutual fund orders.
Easy To Borrow List
This list, which is updated every Friday, displays all securities that can be shorted.